Regulatory exemption
71 stories covering regulatory exemption — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Clear Height Crossroads Industrial Fund II Files SEC Notice for Section 3(c)(1)
Clear Height Crossroads Industrial Fund II, L.P. filed a SEC document on April 29, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
D - BO-1008 Fund II Files SEC Document for Section 3(c)(1)
D - BO-1008 Fund II, a series of Roll Up Vehicles, LP, filed a SEC document on April 29, 2026, related to Section 3(c)(1) of the Investment Company Act.
Equitybee cFund Master LLC Series Files for Section 3(c)(1) Exemption
Equitybee 22-91858, a series of Equitybee cFund Master LLC, filed a document under Section 3(c)(1) of the Investment Company Act on April 28, 2026.
Setting Capital Fund I L.P. Files Section 3(c)(1) Exemption
D - Setting Capital Fund I, L.P. filed a notice under Section 3(c)(1) of the Investment Company Act on April 28, 2026, as per SEC records.
FERMA Value Add Office Fund I LLC Files Under SEC Section 3(c)(1)
D - FERMA Value Add Office Fund I LLC submitted a filing to SEC EDGAR on April 28, 2026, related to Section 3(c)(1) of the Investment Company Act.
3PIM India Equity (IFSC) Fund Files Under Section 3(c)(7)
The 3PIM India Equity (IFSC) Fund submitted a SEC filing on April 28, 2026, related to Section 3(c)(7) of the Investment Company Act.
WCB Equity Fund Files SEC Form for Investment Company Act Exemption
D - WCB Equity Fund, LP filed a SEC document on April 28, 2026, under Item 3C for Section 3(c)(7) of the Investment Company Act.
RU-0403 Fund I Files Under Investment Company Act Section 3(c)(1)
D - RU-0403 Fund I, a series of Roll Up Vehicles, LP, filed a document with SEC EDGAR on April 28, 2026, citing Section 3(c)(1) of the Investment Company Act.
Sajid Rahman Angel Funds Files for Section 3(c)(1) Exemption
Sajid Rahman Angel Funds, LP filed for an exemption under Section 3(c)(1) of the Investment Company Act for AR-0113 Fund I on April 28, 2026.
FLI Growth Fund Files Under Section 3(c)(7) of Investment Company Act
FLI Growth Fund, L.P. submitted a SEC filing on April 27, 2026, for exemption under Section 3(c)(7).
Systematica Macro RV Fund Ltd Files Section 3(c)(7) Document
Systematica Macro RV Fund Ltd filed a SEC document on April 27, 2026, related to Section 3(c)(7) of the Investment Company Act.
EXITFUND LLC Files SEC Document Under Investment Company Act Section 3(c)(1)
EXITFUND LLC submitted a filing to the SEC on April 24, 2026, related to Section 3(c)(1) of the Investment Company Act.
Catalio Access Fund IX, LLC Files SEC Document on Investment Company Act
Catalio Access Fund IX, LLC filed a SEC document on April 24, 2026, detailing exemptions under the Investment Company Act Sections 3(c)(1) and 3(c)(7).
EXITFUND LLC Files SEC Document on Investment Company Act Section 3(c)(1)
EXITFUND LLC submitted a filing to SEC EDGAR on April 24, 2026, related to Item 3C and Section 3(c)(1) of the Investment Company Act.
Saluda Grade Income Fund LP Files SEC Document Under Section 3(c)(7)
Saluda Grade Income Fund LP filed a document on April 24, 2026, related to Section 3(c)(7) of the Investment Company Act.
SKK Ventures LLC Files SEC Document for Section 3(c)(1)
SKK Ventures LLC, with CIK 1625087, filed a SEC EDGAR document on April 24, 2026, including Item 3C for Investment Company Act Section 3(c)(1).
Saluda Grade Income Fund LP Files SEC Document for Section 3(c)(7) Exemption
Saluda Grade Income Fund LP filed a SEC document on April 24, 2026, related to Section 3(c)(7) of the Investment Company Act.
Fullerton Partners Files SEC Document Under Investment Company Act Section 3(c)(1)
Fullerton Partners submitted a filing related to Section 3(c)(1) of the Investment Company Act on April 23, 2026, as reported by SEC EDGAR.
Aventura Space Fund 1, LLC Files SEC Notice for Investment Company Act Exemption
Aventura Space Fund 1, LLC filed a notice with the SEC on April 23, 2026, citing Section 3(c)(7) of the Investment Company Act.
D - 26SSC Co-Investment LP Files Under Investment Company Act
D - 26SSC Co-Investment Limited Partnership filed a SEC document on April 23, 2026, related to Section 3(c)(7).
Nameless Partners Tractian SPV Files Under Section 3(c)(1)
D - Nameless Partners Tractian SPV a Series of CGF2021 LLC filed a SEC document on April 23, 2026, under Item 3C for Section 3(c)(1) exemption.
